Welcome to NASBA’s Federal Agency Enforcement Series. Below you will find three modules created to provide an overview of the enforcement process at the Department of Labor, Internal Revenue Service and the Securities & Exchange Commission. Each module gives an introduction to the agency, an explanation of the enforcement process, a discussion regarding the process for sharing enforcement information between the agency and boards of accountancy, and useful forms and contact information to assist in the process. You can play the modules directly on this page or click the title of the module to open them in a new window/tab. |
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