Welcome to the Enforcement Tools section of NASBA.org

Boards of Accountancy are charged with the regulation of the profession for the protection of the public. Many standards have been created to assure professional services are performed with the greatest level of competency. Any alleged violation of these standards, or applicable laws and rules for each particular jurisdiction, can cause the board to begin an enforcement action against a licensee.

The Enforcement Resources Committee continues to work with the resources available at NASBA to provide tools to assist the boards with this important responsibility.

The resources in this section are available to the public, with the exception of the Enforcement Resource Guide, which is open to current executive directors and board members only, in a password-protected area of this website.

Federal Enforcement

> Communicating with Federal Agencies
> Federal Agency Enforcement Series
> Quarterly Enforcement Reports
> Reports of PTIN Holders and EBP Audits

Enforcement Documents

> Enforcement Newsletter
> Enforcement Resource Guide
> Guiding Principles of Enforcement

Investigations

> Investigatory Tips Series
> Investigator Training Series
> Investigators & Expert Witnesses