Category Archives: Legal Documents

NASBA Amicus Brief – AL

Written on November 8, 2010 at 7:11 pm, by

November 8, 2010 In this document you will find the Brief For Amicus Curiae of the National Association of State Boards of Accountancy in Support of Defendant. At issue in this case is the enforcement by the Alabama State Board of Public Accountancy (“ASBPA”) of its peer review requirements against the plaintiff, an Alabama CPA.…

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NASBA Bylaws

Written on October 26, 2010 at 8:38 pm, by

National Association of State Boards of Accountancy The purpose of the Association shall be to provide an organization to protect, promote, foster and advance the common interests and welfare of boards of accountancy of the various states of the United States, its territories and the District of Columbia. The Association shall provide a forum for…

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Stepping Up Enforcement Handout

Written on November 4, 2009 at 6:14 pm, by

November 4, 2009 In the past year, U.S. state and federal courts have issued a small number of reported decisions dealing directly with accountancy regulation or involving state boards of accountancy. These opinions mainly addressed procedural issues. There are also some cases of note concerning accountancy issues other than regulation, such as tax preparation and…

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NASBA Amicus Texas Board

Written on October 2, 2009 at 4:37 pm, by

October 02, 2009 NASBA develops the Uniform Accountancy Act’s Model Rules. NASBA, along with the American Institute of Certified Public Accountants (AICPA), jointly prepares and promotes the Uniform Accountancy Act. NASBA also supports its member boards with briefs in state and federal courts. Other states have comparable accountancy laws to those of Texas, and which have…

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HB 1349 Bill

Written on March 5, 2009 at 7:27 pm, by

March 5, 2009 The purpose of this bill is to establish the Federal Accounting Oversight Board to approve and oversee accounting principles and standards for the purposes of the Federal financial regulatory agencies, and for other purposes. See Full Document:1349 Bill

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Master Docket 3

Written on January 27, 2009 at 7:17 pm, by

January 27, 2009 Parmalat Finanziaria, S.p.A., Parmalat S.p.A. and their affiliates (collectively, “Parmalat”) collapsed upon the discovery of a massive fraud that reportedly involved the understatement of Parmalat’s debt by nearly $10 billion and the overstatement of its net assets by $16.4 billion. Plaintiffs, purchasers of Parmalat securities between January 5, 1999 and December 18,…

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Written on September 29, 2003 at 4:35 pm, by

September 29, 2003 Eyes on Enforcement Section 105 of the Sarbanes-Oxley Act of 2002 grants the PCAOB broad investigative and disciplinary authority over registered public accounting firms and persons associated with such firms. To implement this authority, Section 105(a) directs the Board to establish, by rule, fair procedures for the investigation and discipline of registered…

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2009 Regional – Arizona Closes the Case

Written on August 9, 2002 at 9:28 pm, by

December 4, 2000 The Board filed a Notice of Hearing and Public Complaint against Arthur Andersen, LLP, CPA Jay Steven Ozer, and other s regarding services they provided to the Baptist Foundation of Arizona. The Board and Respondent have agreed to a full and final settlement of the matters alleged in the December 4, 2000…

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