Tag Archives: Regulatory Efforts

2008 Regional Meetings, Laurie Tish and Dwight Hadley, Answering the Call: Referral Process and Enforcement Assistance

June 2008 NASBA Regional Meeting Comments from Associated Press regarding the inability of State Boards to respond to referrals from the SEC Issuance of the National Single Audit Sampling Project identifying numerous substandard audits in selected sample: Recommendation: “Enter into dialogue with the AICPA and State Boards of Accountancy, through the National Association of State…

Written on June 1, 2008 at 1:30 pm, by

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Regulatory Efforts Support for States

May 16, 2008 The purpose of this report is to: i) present an update on the work of our Task Force; ii) solicit input as to ways in which NASBA might assist State Boards with their enforcement efforts; iii) stimulate discussion; and (iv) elicit comments so that recommendations can be developed for NASBA Board consideration.…

Written on May 16, 2008 at 2:29 pm, by

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