Tag Archives: GAO
GAO Urges Written Procedures for SEC Reports
SHARE: To maintain the Securities and Exchange Commission’s credibility and public confidence in its efforts, the Government Accountability Office has recommended the SEC develop written procedures for generating the SEC Division of Enforcement’s public reports and documenting the implementation of those procedures. Since 2017, the Enforcement Division has published a stand-alone “Enforcement Annual Report” that…
GAO Releases AI Forum Report
SHARE: A comprehensive summary of the information exchanged at the Government Accountability Office’s forum on “Artificial Intelligence: Emerging Opportunities, Challenges, and Implications,” has been released by the GAO (GAO-18-142SP). Among the topics discussed by the assembled experts was the merit of linking regulation to technology, or “regtech.” One forum participant explained that “in such an…