Tag Archives: Enforcement Practices

NASBA Creates Enforcement Tools Site

State Board Report March 2014 NASBA Enforcement Resources Committee Chair Harry O. Parsons (NV) has announced the creation of “Enforcement Tools” Web pages on NASBA’s website. The resources currently on the site that are available to the Boards as well as the public include: SEC/IRS Quarterly Enforcement Reports; Enforcement Newsletters; Becoming an Investigator or Expert…