Tag Archives: EBP audits

State Boards Alerted to EBP Auditors

State Board Report June 2014 When Ian Dingwall, Chief Accountant-Employee Benefits Security Administration of the US Department of Labor (DOL), addressed the Executive Directors Conference in March, he underscored the poor quality of some audits of employee benefit plans (EBP) discovered by his inspectors (see March 2014 SBR). The Executive Directors responded by asking for…

Written on June 16, 2014 at 3:21 pm, by

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Categories: State Board Reports
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Reaching Out to Other Regulators

State Board Report March 2014 Lee D. Martin, Deputy Director of the Internal Revenue Service’s Office of Professional Responsibility (OPR), and Ian Dingwall, Chief Accountant of the Employee Benefits Security Administration (EBSA), both addressed the NASBA Executive Directors Conference as well as the Legal Counsel Conference in Savannah. Both had been contacted through NASBA’s stepped…

Written on March 19, 2014 at 3:37 pm, by

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Categories: State Board Reports
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